California Workplace Violence Prevention Plan template
A California workplace violence prevention plan (WVPP) is the written plan that Labor Code section 6401.9 — added by Senate Bill 553 — requires most California employers to establish, implement, and maintain: who is responsible for it, how employees are involved, how workplace violence hazards are identified and corrected, how incidents are reported and investigated without retaliation, the violent incident log, and the training that keeps it all working.
The requirement has been enforceable since July 1, 2024, and it reaches almost every California workplace — a shop, a clinic, a restaurant, an office — not just obviously high-risk ones. Retail, healthcare, and hospitality carry the heaviest day-to-day exposure: robberies and intruders (Type 1) and violence from customers, patients, and guests (Type 2) are exactly what the plan's hazard assessments and incident log are built to surface. This is a California state requirement, not a federal one — employers outside California are not covered by SB 553, though the plan structure is worth copying anywhere.
This template gives you the full plan: responsibilities, employee involvement, reporting and anti-retaliation procedures, emergency response, hazard identification and correction, post-incident response, the violent incident log, training, and the review and recordkeeping routine — mapped section by section onto Labor Code 6401.9, for use alongside Cal/OSHA's own model plan.
Full text, ready to adapt.
Highlighted fields are placeholders — replace them with your organization's specifics. A starting point, not legal advice.
California Workplace Violence Prevention Plan
Policy · Health & Safety
1. Purpose and scope
This plan is how {{org.name}} prevents, responds to, and learns from workplace violence, as required by California Labor Code section 6401.9. It applies to all employees — full-time, part-time, and temporary — at [site(s)/work areas], in all work areas and at all times[, and to employer-provided housing at [location]].
The plan is maintained as [a separate document / a stand-alone section of our injury and illness prevention program (IIPP)] at [location/system], and is specific to the hazards and corrective measures of each work area and operation, recorded in the hazard section below. It is available and easily accessible to employees, authorized employee representatives, and Cal/OSHA representatives at all times.
2. What counts as workplace violence — the four types
Workplace violence is any act of violence or threat of violence in a place of employment — including any use of physical force against an employee and any incident involving a firearm or other dangerous weapon — whether or not anyone is injured. Lawful acts of self-defense or defense of others are not workplace violence. Labor Code 6401.9 sorts incidents into four types, and this plan, our hazard assessments, and the violent incident log all use them:
- Type 1 — violence by someone with no legitimate business at the worksite, such as a robbery or an intruder. [The dominant risk around late-night trading, cash handling, and lone working.]
- Type 2 — violence directed at employees by customers, clients, patients, or visitors. [The everyday risk in healthcare, hospitality, and customer-facing retail.]
- Type 3 — violence against an employee by a present or former employee, supervisor, or manager.
- Type 4 — violence at the workplace by someone who does not work there but has, or is known to have had, a personal relationship with an employee — domestic violence arriving at work.
3. Who is responsible
- Plan owner ([name(s), title(s)]): responsible for implementing and maintaining this plan and answering questions about it. The law requires the responsible people to be identified here — accountability, not a vacant job title.
- Supervisors and leads: apply the plan in their area, take every report seriously, start the response procedures, and never treat reporting violence or hazards as a performance problem.
- All employees: follow the plan, report incidents, threats, and hazards through the channels below, and complete the training.
- Compliance is managed, not assumed: {{org.name}} ensures employees and supervisors follow this plan through [training and retraining, supervision, recognition, and the disciplinary procedure for breaches]. The same rules apply to managers as to everyone else.
4. Employee involvement and coordination with other employers
{{org.name}} obtains the active involvement of employees and their authorized representatives in developing and implementing this plan — the law requires genuine involvement, not a signature on a finished document. Employees take part through [methods: safety meetings, a violence-hazard walk-through of each work area, surveys, the safety committee], including in identifying and evaluating hazards, shaping training, and reviewing incidents.
Where {{org.name}} shares a worksite with other employers — [staffing agencies, a landlord or center operator, contractors, delivery partners] — [name/role] coordinates this plan with theirs so every worker on site knows how to report violence, what the alarm signals mean, and who responds. [Describe the arrangement, e.g. shared procedures with the site operator; agency workers briefed before their first shift.]
5. Reporting violence — and no retaliation
- Report any incident, threat, or concern — including something you witnessed happening to someone else — to [supervisor or name/role] via [methods: in person, phone, form, app]. Reports can be made anonymously via [method].
- Retaliation against anyone who reports workplace violence in good faith is prohibited. No one's hours, shifts, duties, or standing will suffer for reporting, and retaliating is itself a disciplinary matter.
- [Name/role] responds to every report: acknowledgment within [timeframe], an investigation proportionate to the concern, and an answer back to the reporter on what was found and what will change.
- Concerns about this plan itself — a procedure that does not work, a hazard it misses — go to [name/role], and employees can raise workplace violence concerns with Cal/OSHA at any time.
6. Emergency response
- The alert for a violent emergency is [describe: code word or phrase, PA announcement, panic button, radio call]. Every employee learns it in training, and it means move now, not investigate.
- On an alert: get yourself, and anyone you can safely bring, to [safe location / out of the building via the routes in our emergency action plan]. When escape is not possible, [describe your protocol, e.g. lock or barricade in [rooms], stay low and silent].
- Call 911 as soon as it is safe — do not assume someone else has. [Name/role] meets responding officers at [location] with [site plan/camera access].
- After any violent emergency, the post-incident section below takes over — nobody re-enters or resumes work until [name/role] confirms it is safe.
7. Identifying, evaluating, and correcting hazards
[Name/role] inspects each work area for workplace violence hazards, with the employees who work there involved, at the times Labor Code 6401.9 requires: when this plan is first established, on a schedule at [frequency], after every violent incident, and whenever a new or previously unrecognized hazard becomes known. Findings go on the hazard register at [location/system].
What we look for depends on the work area. Examples for our operations: lone working and late-night hours; cash handling and visible high-value stock; unsecured or propped entrances and back doors; poor lighting in parking areas and around the premises; [alcohol service and intoxicated guests; agitated patients, families, or customers; crowding at peak times or during promotions].
Each identified hazard is corrected in a timely manner: [name/role] records the correction, its owner, and its completion date on the hazard register, and puts interim protection in place [e.g. paired working, additional staffing, a security presence] until the fix lands. Corrections favor measures that remove or reduce the hazard — [layout, lighting, secured entry, cash controls, staffing levels] — over a memo asking people to be careful.
8. Post-incident response and investigation
- 1Make people safe first: first aid and medical attention, separation from the threat, and 911 where there is danger or injury.
- 2Report any serious injury or illness, or death — including from workplace violence — to Cal/OSHA immediately, as title 8, section 342 requires. [Name/role] owns that call.
- 3Preserve the scene and any recordings where practical, and identify witnesses.
- 4Investigate with the involved employees' input: what happened, which type of violence it was, what circumstances and hazards made it possible, and whether this plan's procedures were followed and actually worked.
- 5Complete the violent incident log entry and file the investigation record at [location/system].
- 6Turn findings into corrective actions with owners and dates, offer affected employees [support: EAP, time off, adjusted duties, an escort to parking], and tell the workforce what has changed.
9. Violent incident log
{{org.name}} records every workplace violence incident in the violent incident log at [location/system] — including incidents that caused no injury. [Name/role] completes the entry within [timeframe], based on employee statements, witness statements, and investigation findings, and omits any personal identifying information that could identify anyone involved in the incident.
- Each entry records at least: the date, time, and location of the incident; the workplace violence type (1, 2, 3, and/or 4); a detailed description; a classification of who committed the violence; the circumstances at the time, such as working alone; the specific characteristics (physical attack, weapon involvement, threat, sexual assault, or other); the consequences, including any law enforcement involvement; the steps taken to protect employees from further harm; and the name, job title, and completion date of the person filling in the entry.
- Employees and their authorized representatives can examine and copy the log — and the other records under this plan — on request, free of charge, within 15 calendar days.
10. Training
Every employee covered by this plan is trained when the plan is first established or when they first become covered by it, and annually thereafter. When a new or previously unrecognized hazard is identified, or this plan changes, {{org.name}} provides additional training focused on that hazard or change. Training materials are matched to employees' education, reading level, and language, and records go to [system/location].
- This plan itself — how to obtain a free copy and how to participate in developing and implementing it.
- The definitions and requirements of Labor Code section 6401.9, including the four types of workplace violence.
- How to report incidents, threats, and concerns without fear of retaliation.
- The violence hazards specific to the employee's own job, the corrective measures in place, and what to do when violence occurs.
- The violent incident log — what it is for and how to obtain copies of it and the other records under this plan.
- An interactive question-and-answer opportunity with a person who knows this plan.
11. Plan review, records, and access
[Name/role] reviews this plan for effectiveness — with employee involvement — at least annually, after every workplace violence incident, and whenever a deficiency is observed or becomes apparent, and revises it as needed. Revisions trigger the focused retraining above.
Records are kept at [system/location] for at least the statutory minimums: hazard identification, evaluation, and correction records for five years; training records for one year; violent incident logs for five years; and incident investigation records for five years. The written plan remains easily accessible to employees, authorized representatives, and Cal/OSHA at all times. Owner: [name/role]. Next review due: [date].
How to adapt this template.
Confirm you are covered: the main exemptions are health care operations under Cal/OSHA's section 3342 standard, teleworkers working from a location the employer does not control, and worksites with fewer than 10 employees at any given time that are closed to the public — most California employers are in scope.
Walk every work area with the people who work there and list its specific violence hazards — the law requires the plan to be specific to each work area and operation, so a generic plan is a non-compliant plan.
Put real names against the plan owner and response roles, and set up the employee-involvement routine before finalizing — involvement in developing the plan is itself a requirement.
Create the violent incident log now, not after the first incident, and brief whoever completes it on excluding personal identifying information.
Schedule initial training with an interactive Q&A, then a recurring annual slot, and make plan changes trigger focused retraining automatically.
Cross-check the finished plan against Cal/OSHA's model plan and watch their workplace violence pages — a dedicated regulation is due to be adopted by the end of 2026 and may add requirements.
Turn this template into trained, proven behavior
A policy in a drawer proves nothing. In TrainedTeam this template becomes assigned training with knowledge checks, e-signature acknowledgments, version history, and an audit-ready record of who completed what, when.
California Workplace Violence Prevention Plan template FAQs
Is a workplace violence prevention plan required in California?
Yes. Since July 1, 2024, Labor Code section 6401.9 — added by SB 553 — has required most California employers to establish, implement, and maintain an effective written workplace violence prevention plan, with training, hazard assessments, and a violent incident log alongside it. Cal/OSHA enforces it, and there is no general small-employer exemption — only the narrow carve-outs below.
Who is exempt from SB 553?
Health care facilities, service categories, and operations covered by Cal/OSHA's health care workplace violence standard (title 8, section 3342), and employers complying with it; facilities operated by the Department of Corrections and Rehabilitation; certain law enforcement agencies; employees teleworking from a location of their own choice that the employer does not control; and places of employment where fewer than 10 employees work at any given time and that are not accessible to the public, provided the employer has a compliant injury and illness prevention program. Everyone else is covered.
What must a California workplace violence prevention plan include?
Labor Code 6401.9 lists the elements: the names of the people responsible; procedures for active employee involvement; coordination with other employers on shared worksites; procedures to accept, respond to, and investigate reports of violence with retaliation prohibited; procedures to ensure employees and supervisors comply; communication and training procedures; emergency response; hazard identification, evaluation, and timely correction; post-incident response and investigation; and plan review at least annually, after incidents, and when deficiencies appear. A violent incident log and specified record retention sit alongside the plan. This template maps a section onto each element.
Is SB 553 a federal OSHA requirement?
No — it is California state law, enforced by Cal/OSHA, and covers California workplaces only. Federal OSHA currently has no general workplace violence prevention plan standard; it addresses workplace violence mainly through the General Duty Clause. Other states legislate separately — New York's Retail Worker Safety Act, for example, imposes its own policy and training requirements on covered retail employers. If you operate in several states, treat each state's rules on their own terms.
Can we just use Cal/OSHA's model workplace violence prevention plan?
Cal/OSHA's model plan (linked above) is a fillable framework and a sensible cross-check, but Cal/OSHA is explicit that using it does not by itself ensure compliance — the plan must be tailored to the specific hazards and corrective measures of each of your work areas, with employees involved in developing it. Whether you start from the model or from this template, the tailoring is the compliance.
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